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Alberts et al. (2024)

CURATe: Benchmarking Personalised Alignment of Conversational AI Assistants

arXiv

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Abstract

We introduce a multi-turn benchmark for evaluating personalised alignment in LLM-based AI assistants, focusing on their ability to handle user-provided safety-critical contexts. Our assessment of ten leading models across five scenarios (with 337 use cases each) reveals systematic inconsistencies in maintaining user-specific consideration, with even top-rated "harmless" models making recommendations that should be recognised as obviously harmful to the user given the context provided. Key failure modes include inappropriate weighing of conflicting preferences, sycophancy (prioritising desires above safety), a lack of attentiveness to critical user information within the context window, and inconsistent application of user-specific knowledge. The same systematic biases were observed in OpenAI's o1, suggesting that strong reasoning capacities do not necessarily transfer to this kind of personalised thinking. We find that prompting LLMs to consider safety-critical context significantly improves performance, unlike a generic 'harmless and helpful' instruction. Based on these findings, we propose research directions for embedding self-reflection capabilities, online user modelling, and dynamic risk assessment in AI assistants. Our work emphasises the need for nuanced, context-aware approaches to alignment in systems designed for persistent human interaction, aiding the development of safe and considerate AI assistants.

Reference

Alberts, L., Ellis, B., Lupu, A., & Foerster, J. (2024). CURATe: Benchmarking Personalised Alignment of Conversational AI Assistants. arXiv preprint arXiv:2410.21159. https://doi.org/10.48550/arxiv.2410.21159

What Rests on This

1 mechanism cites this source. Each finding below is quoted as it appears on that mechanism's own page.

Standing Constraints Memory Processes

  • Measured in AI

    Safety-critical facts within one short conversation: a 2024 preprint that disclosed a severe allergy, phobia or physical limitation at the start found overall pass rates of 88.4% (Llama 3.1 405B) and 85.5% (o1-preview), while GPT-3.5 Turbo scored 27.9% even in the simplest scenario; adding other people's conflicting wishes cut the average from 75.1% to 43.2%, and telling models to consider the user's constraints raised one tested scenario to 94.6%